v1036_m

warningactivecross-template · F 09.02 ↔ F 31.0117 cells · general rule

Expression · DPM 2.0, verbatim

with {default: 0, interval: true}: sum ({tF_31.01, r0110, c*}) <= sum ({tF_09.02, r0040-0070, c0020}) + sum ({tF_09.02, r0110-0140, c0010}) + sum ({tF_09.02, r0180-0210, c0020})

EBA description sum({F 31.01, r0110, (c0010-0050)}) <= sum({F 09.02, c0020, (r0040-0070)}) + sum({F 09.02, c0010, (r0110-0140)}) + sum({F 09.02, c0020, (r0180-0210)})

Precondition p_457 (its meaning is not in the data yet)

Cells involved

F 09.02 Loan commitments, financial guarantees and other commitments received

Open template →

	c0010Maximum amount of the guarantee that can be considered	c0020Nominal amount
0040Loan commitments received › Credit institutions		in rule
0050Loan commitments received › Other financial corporations		in rule
0060Loan commitments received › Non-financial corporations		in rule
0070Loan commitments received › Households		in rule
0110Financial guarantees received › Credit institutions	in rule
0120Financial guarantees received › Other financial corporations	in rule
0130Financial guarantees received › Non-financial corporations	in rule
0140Financial guarantees received › Households	in rule
0180Other Commitments Received › Credit institutions		in rule
0190Other Commitments Received › Other financial corporations		in rule
0200Other Commitments Received › Non-financial corporations		in rule
0210Other Commitments Received › Households		in rule

F 31.01 Related parties: amounts payable to and amounts receivable from

Open template →

	c0010Parent and entities with joint control or significance influence	c0020Subsidiaries and other entities of the same group	c0030Associates and joint ventures	c0040Key management of the institution or its parent	c0050Other related parties
0110Loan commitments, financial guarantees and other commitments received	in rule	in rule	in rule	in rule	in rule

Scope by module

Module	Severity	Status	From
FINREP9 3.3.0	warning	active	2026-03-31
FINREP9DP 1.0.0	warning	active	2026-03-31
FINREP9DP 1.1.0	warning	active	2026-03-31

VALIDATION RULE

v1036_m

What it is

Type: Validation rule · cross-template, general rule
Release: FINREP 4.4 validation · reported from 2026-03-31
Source: DPM 2.0 4.4 · operation 15594 · official

Regulation13

From the rows and columns of the cells involved.

Annex V Part 1 §42 F 09.02 r0040, r0050, r0060, r0070, r0110, r0120, r0130, r0140, r0180, r0190, r0200, r0210
Where a breakdown by counterparty is required the following counterparty sectors shall be used: (a) central banks; (b) general governments: central governments, state or regional governments, and local governments, including administrative bodies and non-commercial undertakings, but excluding public companies and private companies held by these administrations that have a commercial activity (which shall be reported under ‘credit institutions’, ‘other financial corporations’ or ‘non-financial corporations’ depending on their activity); social security funds; and international organisations, such as institutions of the European Union, the International Monetary Fund and the Bank for International Settlements; (c) credit institutions: any institution covered by the definition in point (1) of Article 4(1) CRR (‘undertaking the business of which is to take deposits or other repayable funds from the public and to grant credits for its own account’) and multilateral development banks (MDBs); (d) other financial corporations: all financial corporations and quasi-corporations, other than credit institutions, such as investment firms, investment funds, insurance companies, pension funds, collective investment undertakings, and clearing houses as well as remaining financial intermediaries, financial auxiliaries and captive financial institutions and money lenders; (e) non-financial corporations (NFCs): corporations and quasi-corporations not engaged in financial intermediation but principally in the production of market goods and non-financial services, as defined in the Table of Part 3 of Annex II to the ECB BSI Regulation; (f) households: individuals or groups of individuals as consumers and producers of goods and non-financial services exclusively for their own final consumption, and as producers of market goods and non-financial and financial services provided that their activities are not those of quasi-corporations. Non-profit institutions which serve households (‘NPISH’) and which are principally engaged in the production of non-market goods and services intended for particular groups of households shall be included.
Annex V Part 2 §119 F 09.02 c0010, c0020
In template 9.2, for loan commitments received, the nominal amount shall be the total undrawn amount that the counterparty has committed to lend to the institution. For other commitments received, the nominal amount shall be the total amount committed by the other party in the transaction. For financial guarantees received, the ‘maximum amount of the guarantee that can be considered’ shall be the maximum amount the counterparty would have to pay if the guarantee is called on. Where a financial guarantee received has been issued by more than one guarantor, the guaranteed amount shall be reported only once in this template; the guaranteed amount shall be allocated to guarantor that is more relevant for the mitigation of credit risk.
Annex V Part 2 §289 F 31.01 c0020, c0030
Intra-group transactions and intra-group outstanding balances of the prudential group shall be eliminated. Under ‘Subsidiaries and other entities of the same group’, institutions shall include balances and transactions with subsidiaries that have not been eliminated either because the subsidiaries are not fully consolidated within the scope of the prudential consolidation or because the subsidiaries are excluded from the scope of prudential consolidation in accordance with Article 19 CRR for being immaterial or because, for institutions that are part of a wider group, the subsidiaries are of the ultimate parent, not of the institution. Under ‘Associates and joint ventures’, institutions shall include the portions of balances and transactions with joint ventures and associates of the group to which the entity belongs that have not been eliminated where proportional consolidation is applied.
Annex V Part 2 §290 F 31.01 r0110
For ‘Loan commitments, financial guarantees and other commitments received’, the amounts that shall be reported shall be the sum of the ‘nominal’ of loan and other commitments received and the ‘maximum amount of the guarantee that can be considered’ of financial guarantees received as defined in paragraph 119.

Other acts

IFRS 7.36(b)IAS 24.18(b)IAS 24.19(a)IAS 24.19(b)IAS 24.19(c)IAS 24.19(d)IAS 24.19(e)IAS 24.19(f)IAS 24.19(g)

Controls6

6 other rules use at least one of these cells.

Other rules on the same cells

v3928_serror8
with {tF_09.02, c0020, default: null, interval: false}: {(r0010, r0020, r0030, r0040, r0050, r0060, r0070, r0150, r0160, r0170, r0180, r0190, r0200, r0210)} >= 0
v3974_swarning5
with {tF_31.01, c*, default: null, interval: false}: {(r0010, r0020, r0030, r0040, r0050, r0060, r0070, r0080, r0090, r0100, r0110, r0120, r0132)} >= 0
v0839_merror4
{r0010} = {r0020} + {r0030} + {r0040} + {r0050} + {r0060} + {r0070}
v0840_merror4
{r0080} = {r0090} + {r0100} + {r0110} + {r0120} + {r0130} + {r0140}
v0841_merror4
{r0150} = {r0160} + {r0170} + {r0180} + {r0190} + {r0200} + {r0210}
v3929_serror4
with {tF_09.02, c0010, default: null, interval: false}: {r0080-0140} >= 0

Interpretation1

2014_915

Changes—

No change to this rule between the releases loaded.

Source: the DPM 2.0 database of the release shown above (expression, description, scope, cells; official). References inherited from Annex I (verbatim) and EBA instructions 4.2; links and counts are derived.